Compliance and Regulatory Assistant Advisor
Job Number: 2164
Posted: CLOSED
Job Summary
Montane is looking for a Compliance and Regulatory Assistant Advisor to report to the Compliance Coordinator.
Your role will be to review and analyse legal, legislative and marketing materials. You will provide reports to the Compliance Coordinator about improving best practice procedures. You will also be required to handle internally and externally generated ad hoc enquiries.
Compliance professionals need to be thorough and analytically-minded, with a strong sense of responsibility and ethics. They should also be commercially aware, with an understanding of the nature of the business they are involved in. Montane is looking for a person who can balance the need to harness and develop an ethical business culture with the demands of the commercial world.
This an off-site position and we can consider candidates from cities across Australia. You do not need to live in the city this is posted in to be considered.
Key Qualifications
- Experience in the legal industry or in financial services performing in a capacity related to compliance, audit, legal, regulatory affairs, or another related area of expertise.
- Must be detail-oriented and have demonstrated ability to review and analyse large data sets in short order.
- You have the ability to prioritise and respond to multiple requests.
- Must excel under pressure and with changing deadlines.
- Must have exemplary written and spoken communication skills.
Description
- Understand the regulatory and legal environment in which the firm operates.
- Be able to assist a firm to mitigate their compliance risks and understand what those risks are.
- Support compliance oversight monitoring, testing, risk assessment, and reporting efforts.
- Research and interpret regulatory rules and regulations.
- Maintain a high level of integrity and serve as an example for other employees.
- Ensure that schedules are accurate and that deadlines are met.
- Create reports on regulatory changes.
Education
An undergraduate degree in business or communication is preferred.
Additional Requirements
Adaptable, flexible and able to use initiative.
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